Benjamin Woo is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
555 California Street, 35th Floor, San Francisco, CA, 94104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
July 2010 - Present · 16 yrs
Morgan StanleyBroker
July 2010 - Present · 16 yrs
Previous Registrations
Charles Schwab & CO., INC.
January 2002 - July 2010 · 8 yrs 6 mos
Charles Schwab & CO., INC.Broker
December 2001 - July 2010 · 8 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1999 - November 2001 · 1 yr 11 mos
Citicorp Investment ServicesBroker
June 1999 - December 1999 · 6 mos
State Registrations18 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.