Steven Farris
Steven Farris is a registered investment advisor at Aquilant Advisors, based in St. Louis, MO, with 26 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 295 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Aquilant Advisors offers ongoing investment management services where they manage your investments based on your financial situation, investment goals, and risk tolerance. The annual fee can be up to 2.25% of your portfolio, billed quarterly in advance. At the advisor's discretion, clients may be offered asset management services on a flat annual fee basis, charged up to 1.5% of the account's value of September 30th of each year, billed quarterly in advance. Fees are negotiable based on factors like client type and account complexity. You'll also pay commissions and fees charged by the custodian for trades.
Location
12444 Powerscourt Dr. Suite 370, St. Louis, MO, 63131
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2014Customer Dispute
August 2004Other Business ActivitiesSells Insurance
Steven is the Chief Compliance Officer/Advisory Rep of Aquilant Advisors/Lobscouser II LLC since 2016, and an independent insurance agent for various companies including Lincoln Financial Group and Mutual of Omaha. He also serves as a finance committee member for Kirk of the Hills School and owns Farris Wealth Management.
Employment History
Current Registrations
Aquilant Advisors
Cambridge Investment Research, INC.Broker
Previous Registrations
Cambridge Investment Research Advisors, INC.
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Investments, INC.
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Prudential Securities IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.