David Sherlock is a registered investment advisor at LPL Financial LLC, based in Frisco, CO, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
701 Granite St Ste 142, Frisco, CO, 80443
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2015Customer Dispute
September 2011Customer Dispute
August 2001Other Business Activities
David has a business entity for tax/investment purposes, Divide Asset Management LLC, requiring minimal time. He also uses the DBA Blue River Wealth Strategies for his LPL business.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Gbi Capital Partners INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.