Michael Swallow is a registered investment advisor, based in Stratford, NJ, with 23 years of industry experience.
Location
Stratford, NJ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
March 2023 - Present · 3 yrs 2 mos
Truist Investment Services, INC.Broker
March 2023 - Present · 3 yrs 2 mos
Truist Advisory Services, INC.
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
Levy Wealth Management Group
October 2021 - November 2021 · 1 mo
LPL Financial LLCBroker
August 2021 - December 2021 · 4 mos
Bb&t Securities, LLCBroker
March 2016 - February 2021 · 4 yrs 11 mos
Bb&t Securities, LLC
March 2016 - February 2021 · 4 yrs 11 mos
Valley Forge Asset Management, LLC
April 2010 - May 2016 · 6 yrs 1 mo
Widmann, Siff & CO., INC.
May 2008 - December 2008 · 7 mos
Widmann, Siff & CO., INC.Broker
August 2007 - May 2008 · 9 mos
Tyler Wealth Counselors, INC.
June 2006 - February 2008 · 1 yr 8 mos
Valley Forge Asset Management, LLCBroker
May 2002 - June 2016 · 14 yrs 1 mo
Sturdivant & CO. INCBroker
October 2000 - March 2002 · 1 yr 5 mos
State Registrations2 states
NJPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.