Alan Thompson
Alan Thompson is a registered investment advisor at Dominion Wealth Management, LLC, based in Wilmington, NC, with 26 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 124 clients with $55M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.39% |
| $250K - $500K | 1.29% |
| $500K - $1.0M | 1.19% |
| $1.0M - $2.5M | 1.09% |
| $2.5M+ | 1.00% |
Fees are negotiable.
Fee Estimator
Location
4014 Oleander Dr., Suite 103, Wilmington, NC, 28403
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan is a managing member of a CPA firm, president/supervisor of a medical billing organization, and involved in various real estate and management companies. He is also insurance licensed for life and health.
Employment History
Current Registrations
Dominion Wealth Management, LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
Cssc Brokerage Services, INC.Broker
Mutual Service CorporationBroker
Cssc Investment Advisory Services, INC.
Fsc Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.