Adam Peters is a CFP, ChFC-designated registered investment advisor, based in Highlands, CO, with 26 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Highlands, CO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Allworth Financial, L.P.
July 2014 - Present · 12 yrs 3 mos
Aw SecuritiesBroker
July 2014 - Present · 12 yrs 3 mos
Previous Registrations
Oppenheimerfunds Distributor, INC.Broker
September 2010 - February 2014 · 3 yrs 5 mos
Advisors Asset Management, INC.
April 2010 - September 2010 · 5 mos
Advisors Asset Management, INC.Broker
April 2010 - September 2010 · 5 mos
A & I Financial Services, LLC
October 2009 - April 2010 · 6 mos
Geneos Wealth Management, INC.Broker
September 2009 - March 2010 · 6 mos
NFP Securities, INC.
July 2005 - October 2009 · 4 yrs 3 mos
NFP Securities, INC.Broker
July 2005 - October 2009 · 4 yrs 3 mos
Jackson National Life Distributors, INC.Broker
January 2002 - June 2005 · 3 yrs 5 mos
Janus Distributors, INC.Broker
June 1999 - May 2001 · 1 yr 11 mos
State Registrations1 state
CO
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.