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AP
CFP · ChFC
AP
CFP · ChFC

Adam Blake Peters

Allworth Financial, L.P.
25 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Retirement PlanningInvestment ManagementFinancial Planning & CoachingTax PlanningEstate Planning
Allworth Financial, L.P.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
310 advisors
Number of Clients
26,325 clients
Average Client Portfolio
$953K average
Assets Under Management
$25.1B

Fee Structure

Financial Planning:Included in AUM fee
Minimum Annual Fee:$2,500

Location

Highlands, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Allworth Financial, L.P.
July 2014 - Present · 11 yrs 7 mos
Aw SecuritiesBroker
July 2014 - Present · 11 yrs 7 mos
Previous Registrations
Oppenheimerfunds Distributor, INC.Broker
September 2010 - February 2014 · 3 yrs 5 mos
Advisors Asset Management, INC.Broker
April 2010 - September 2010 · 5 mos
Advisors Asset Management, INC.
April 2010 - September 2010 · 5 mos
A & I Financial Services, LLC
October 2009 - April 2010 · 6 mos
Geneos Wealth Management, INC.Broker
September 2009 - March 2010 · 6 mos
NFP Securities, INC.
July 2005 - October 2009 · 4 yrs 3 mos
NFP Securities, INC.Broker
July 2005 - October 2009 · 4 yrs 3 mos
Jackson National Life Distributors, INC.Broker
January 2002 - June 2005 · 3 yrs 5 mos
Janus Distributors, INC.Broker
June 1999 - May 2001 · 1 yr 11 mos
State Registrations1 state
CO
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Adam Blake Peters - Financial Advisor | TrueAdvisor