Jay Rubman
Jay Rubman is a registered investment advisor at Cetera Investment Advisers LLC, based in Enfield, CT, with 22 years of industry experience. Jay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
639 Enfield Street, Enfield, CT, 06082
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jay is an insurance agent for Avantax Insurance Agency Inc. since 2016, spending about a quarter of his time selling insurance. Jay also works for Innosure Insurance, LLC since 2016, spending about half his time in sales and management of property and casualty insurance.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Nationwide Securities, LLCBroker
Santander Securities
Santander Securities LLCBroker
H.D. Vest Investment ServicesBroker
Banc of America Investment Services, INC.Broker
H.D. Vest Investment ServicesBroker
AXA Advisors, LLCBroker
J. P. Morgan Invest, LLCBroker
H.D. Vest Investment ServicesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.