Heather Smith
Heather Smith is a registered investment advisor at Stonex Advisors INC., based in Prattvile, AL, with 25 years of industry experience. Heather operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 9,843 clients with $5.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
StoneX Advisors' investment management fees are negotiated between you and your financial advisor, with a maximum of 2% of your portfolio's value annually (1.5% for annuity allocations). There's a minimum annual fee of $200, or $300 for Unified Managed Accounts. Fees are typically deducted from your account quarterly or monthly in advance, but can be arranged in arrears. If you end the agreement early, you'll receive a refund for any unearned fees.
Location
805 Mountain Lake Court, Prattvile, AL, 36067
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Regulatory History (1)
Customer Dispute
August 2011Other Business ActivitiesSells Insurance
Heather is the President, Sole Member, and Owner of Williams Wealth Management, LLC, offering financial and insurance services. She dedicates nearly full-time hours to this business, including market hours, evenings, and holidays.
Employment History
Current Registrations
Stonex Advisors INC.
Stonex Securities INC.Broker
Previous Registrations
Sterne Agee Asset Management, INC.
Colonial Asset Management INC
Colonial Brokerage, INC.Broker
Colonial Brokerage, INC.Broker
Morgan Keegan & Company, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.