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Lara Furlong

Wells Fargo Advisors
24 Years of Experience
Charlotte, NC
3 DisclosuresBroker
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Lara Furlong is a registered investment advisor at Wells Fargo Advisors, based in Charlotte, NC, with 24 years of industry experience. Lara is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

401 S. Tryon Street, Charlotte, NC, 28202

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
December 2017
Final
Financial
September 2017
Final
Financial
August 2017
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLC
October 2019 - Present · 7 yrs
Wells Fargo Clearing Services, LLCBroker
October 2019 - Present · 7 yrs
Wells Fargo Advisors
October 2019 - Present · 7 yrs
Previous Registrations
Carolinas Investment Consulting LLCBroker
July 2019 - October 2019 · 3 mos
Carolinas Wealth Consulting LLC
June 2019 - October 2019 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2018 - March 2019 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2018 - March 2019 · 7 mos
Wells Fargo Clearing Services, LLC
March 2011 - June 2018 · 7 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
February 2011 - June 2018 · 7 yrs 4 mos
LPL Financial Corporation
July 2010 - October 2010 · 3 mos
LPL Financial CorporationBroker
July 2010 - October 2010 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2007 - December 2009 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2007 - December 2009 · 2 yrs 1 mo
Morgan Keegan & Company, INC.
February 2007 - August 2007 · 6 mos
Morgan Keegan & Company, INC.Broker
February 2007 - August 2007 · 6 mos
Amsouth Investment Management Company LLC
February 2005 - February 2007 · 2 yrs
Amsouth Investment Services, INC.Broker
February 2005 - February 2007 · 2 yrs
Suntrust Securities, INC.Broker
December 2003 - November 2004 · 11 mos
Banc of America Investment Services, INC.
January 2001 - November 2003 · 2 yrs 10 mos
Banc of America Investment Services, INC.Broker
December 2000 - November 2003 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2000 - December 2000 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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