James Brown
James Brown is a registered investment advisor at Sycamore Financial Advisors, INC., based in Nashville, TN, with 43 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 230 clients with $92M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.25% |
| $2.0M - $4.0M | 1.00% |
| $4.0M - $6.0M | 0.75% |
| $6M+ | 0.75% |
Strategic Asset Management (SAM) approach. Fees negotiable for accounts over $6,000,000. The Strategic Investment Management (SIM) approach and Personalized Asset Allocation Strategies both charge 1.65% on accounts up to $5,000,000, negotiable above that.
Fee Estimator
Location
4333 Wallace Ln, Nashville, TN, 37215
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 1990Customer Dispute
February 1989Employment History
Current Registrations
Sycamore Financial Advisors, INC.
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
First Union Capital Markets CORP.Broker
Legg Mason Wood Walker, IncorporatedBroker
The Robinson-Humphrey Company INC.Broker
Wiley Bros. INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.