JP
JP

Joseph Pedrigi

25 Years of Experience
Roselle, IL
Broker

Joseph Pedrigi is a registered investment advisor at LPL Financial LLC, based in Roselle, IL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

One Irving Park Road East, Roselle, IL, 60172

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Joseph is a licensed branch employee at Itasca Bank and Trust Co. since April 2021. This is a full-time commitment.

Employment History
Current Registrations
LPL Financial LLC
April 2021 - Present · 5 yrs 1 mo
LPL Financial LLCBroker
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
TD Ameritrade, INC.
February 2018 - January 2021 · 2 yrs 11 mos
TD Ameritrade, INC.Broker
February 2018 - January 2021 · 2 yrs 11 mos
TD Ameritrade Investment Management, LLC
February 2018 - December 2020 · 2 yrs 10 mos
Scottrade Investment Management
May 2017 - February 2018 · 9 mos
Scottrade, INC.Broker
April 2004 - February 2018 · 13 yrs 10 mos
Banc One Securities CorporationBroker
June 2003 - April 2004 · 10 mos
PFS Investments INC.Broker
February 2003 - June 2003 · 4 mos
Waddell & Reed, INC.Broker
May 2002 - August 2002 · 3 mos
O'connor & Company LLCBroker
August 2001 - March 2002 · 7 mos
Harris Investorline INC.Broker
December 2000 - August 2001 · 8 mos
Harris InvestorlineBroker
January 2000 - December 2000 · 11 mos
State Registrations18 states
AZCOFLIAILINMEMIMNMOMTNCNVOHOKTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joseph Pedrigi - Financial Advisor | TrueAdvisor