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Andrew Ewanyk

17 Years of Experience
Fort Mill, SC
2 DisclosuresBroker

Andrew Ewanyk is a registered investment advisor at LPL Financial LLC, based in Fort Mill, SC, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1055 Lpl Way, Fort Mill, SC, 29715

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2016
Criminal
October 1997
Final Disposition
Employment History
Current Registrations
LPL Financial LLC
January 2018 - Present · 8 yrs 6 mos
LPL Financial LLC
January 2018 - Present · 8 yrs 6 mos
LPL Financial LLCBroker
January 2018 - Present · 8 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2007 - July 2016 · 8 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2007 - July 2016 · 8 yrs 9 mos
Cadaret, Grant & CO., INC.Broker
November 2006 - August 2007 · 9 mos
State Registrations2 states
NYSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.