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Douglas Davis

25 Years of Experience
Greenwood Village, CO
Broker

Douglas Davis is a registered investment advisor at Empower Advisory Group, LLC, based in Greenwood Village, CO, with 25 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 250,707 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1613 advisors
Number of Clients
250,707 clients
Average Client Portfolio
$635K average
Assets Under Management
$159.1B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.50%
$100K - $250K0.40%
$250K - $400K0.30%
$400K+0.20%

EAG reserves the right to offer discounted fees or waive periodic fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Empower Advisory Group, LLC
October 2018 - Present · 7 yrs 7 mos
Empower Financial Services, INC.
November 2013 - Present · 12 yrs 6 mos
Empower Financial Services, INC.Broker
November 2013 - Present · 12 yrs 6 mos
Previous Registrations
Northstar Realty Securities, LLCBroker
May 2012 - March 2013 · 10 mos
J.P. Morgan Institutional Investments
January 2011 - December 2011 · 11 mos
J.P. Morgan Institutional Investments INC.Broker
January 2011 - February 2012 · 1 yr 1 mo
Chase Investment Services CORP.
April 2008 - December 2010 · 2 yrs 8 mos
Chase Investment Services CORP.Broker
April 2008 - December 2010 · 2 yrs 8 mos
J.P. Morgan Institutional Investments
July 2007 - July 2008 · 1 yr
J.P. Morgan Institutional Investments INC.Broker
June 2006 - April 2008 · 1 yr 10 mos
Allstate Financial Services, LLCBroker
February 2005 - June 2006 · 1 yr 4 mos
Allstate Financial Services, LLCBroker
May 2002 - February 2005 · 2 yrs 9 mos
Securian Financial Services, INC.Broker
June 1999 - June 2002 · 3 yrs
State Registrations46 states
AKALARAZCACOCTDEGAHIIAIDILINKSKYMAMEMIMNMOMSMTNCNDNENHNJNMNVNYOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.