Timothy Swiat is a registered investment advisor at Morgan Stanley, based in Deerfield, IL, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
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Location
111 South Pfingsten Road, Suite 200, Deerfield, IL, 60015
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Timothy is involved in several outside business activities, including the Stave & Thief Society, a whiskey consulting business, and ABV Network, LLC. He also participates in FINRA focus groups, dedicating minimal time to this activity.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Capital Brokerage CorporationBroker
Terra Financial Planning Group LTD
Terra Securities CorporationBroker
Interactive Brokers LLCBroker
Web Street Securities, INC.Broker
Pruco Securities CorporationBroker
State Registrations53 states
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