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Sean Miot

Park Capital Group, INC.
22 Years of Experience
Torrance, CA
3 DisclosuresBroker
View SEC Summary
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Sean Miot is a registered investment advisor at Park Capital Group, INC., based in Torrance, CA, with 22 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 164 clients with $89M in assets under management.

Park Capital Group, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
164 clients
Average Client Portfolio
$540K average
Assets Under Management
$88.6M

Fee Structure

Minimum Investment:$500K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.65%
$100K - $250K1.50%
$250K - $500K1.45%
$500K - $750K1.30%
$750K - $1.0M1.20%
$1.0M - $1.5M1.10%
$1.5M - $2.0M1.00%
$2.0M - $2.5M0.95%
$2.5M - $3.0M0.90%
$3.0M - $3.5M0.85%
$3.5M+0.85%

Fees are negotiable. Family household accounts may be combined to reach breakpoints.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Torrance, CA

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2025
Final
Financial
November 2017
Final
Customer Dispute
September 2011
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Sean operates under the DBA Park Wealth Management for his LPL business and provides administrative support to Park Capital Group, Inc., an independent investment advisor firm, dedicating full-time hours to this role. He also serves as a board member for Liquid Lung Dx, spending minimal time on this activity.

Employment History
Current Registrations
Park Capital Group, INC.
December 2022 - Present · 3 yrs 10 mos
LPL Financial LLCBroker
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
Cowen Prime Services LLCBroker
January 2016 - April 2018 · 2 yrs 3 mos
Cowen Prime Services Trading LLCBroker
August 1999 - June 2016 · 16 yrs 10 mos
State Registrations3 states
CALATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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