Sean Miot
Sean Miot is a registered investment advisor at Park Capital Group, INC., based in Redondo Beach, CA, with 22 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 164 clients with $89M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.65% |
| $100K - $250K | 1.50% |
| $250K - $500K | 1.45% |
| $500K - $750K | 1.30% |
| $750K - $1.0M | 1.20% |
| $1.0M - $1.5M | 1.10% |
| $1.5M - $2.0M | 1.00% |
| $2.0M - $2.5M | 0.95% |
| $2.5M - $3.0M | 0.90% |
| $3.0M - $3.5M | 0.85% |
| $3.5M+ | Included |
Fees negotiable for accounts over $3,500,001.
Fee Estimator
Location
Redondo Beach, CA
Get directionsHistory
Regulatory History (3)
Financial
January 2025Financial
November 2017Customer Dispute
September 2011Other Business Activities
Sean operates under the DBA Park Wealth Management for his LPL business and provides administrative support to Park Capital Group, Inc., an independent investment advisor firm, dedicating full-time hours to this role. He also serves as a board member for Liquid Lung Dx, spending minimal time on this activity.
Employment History
Current Registrations
Park Capital Group, INC.
LPL Financial LLCBroker
Previous Registrations
Cowen Prime Services LLCBroker
Cowen Prime Services Trading LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.