Richard Nickerson is a registered investment advisor at Eagle Financial Strategies, based in Bangor, ME, with 24 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 296 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $500K | 1.15% |
| $500K - $1000K | 1.00% |
| $1.0M - $3.0M | 0.85% |
| $3M+ | 0.75% |
Fees are negotiable depending on the type of services, the type of client and the specific services to be provided. Fees may also be negotiable based on factors such as the length of time the Firm has been managing the assets for the client; clients that do not require extra services or frequent meetings; the nonprofit or charity status of a client; the percentage of client holdings in fixed income assets; and/or the number of related accounts under management.
Fee Estimator
Location
One Cumberland Place, Suite 204, Bangor, ME, 04401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard owns a condominium unit as a real estate rental property since 2016. He spends minimal time on this activity.
Employment History
Current Registrations
Eagle Financial Strategies
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Key Investment Services LLC
Key Investment Services LLCBroker
Bangor Securities, INC.
Bangor Securities, INC.Broker
Compass Capital Asset Management
Uvest Financial Services Group, INC.Broker
Bangor Securities, INC.
Bangor Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.