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Thomas Garland

26 Years of Experience
Canyon, TX
Broker

Thomas Garland is a registered investment advisor at LPL Financial LLC, based in Canyon, TX, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1611 4th Avenue, Canyon, TX, 79015

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is involved with several entities, including Proverbs 3:5 and Ananlas Investments, both for tax/investment purposes, and Tom Garland, LLC. He spends the majority of his time (80%) at Houlette & Garland, CPA, a full-service accounting practice, and also dedicates some time to Houlette & Garland, LP as a tax professional.

Employment History
Current Registrations
LPL Financial LLC
August 2021 - Present · 4 yrs 9 mos
LPL Financial LLCBroker
November 2012 - Present · 13 yrs 6 mos
Previous Registrations
Level Four Advisory Services
December 2009 - August 2021 · 11 yrs 8 mos
Lincoln Financial Securities CorporationBroker
November 2007 - November 2012 · 5 yrs
Securities America, INC.Broker
December 2002 - November 2007 · 4 yrs 11 mos
Terra Securities CorporationBroker
October 1999 - December 2002 · 3 yrs 2 mos
State Registrations6 states
CONMOKSCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Garland - Financial Advisor | TrueAdvisor