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CFP

Curtis Mason

Gwn Securities INC.
24 Years of Experience
West Linn, OR
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Curtis Mason is a CFP-designated registered investment advisor at Gwn Securities INC., based in West Linn, OR, with 24 years of industry experience. Curtis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 37,793 clients with $4.8B in assets under management.

Gwn Securities INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
505 advisors
Number of Clients
37,793 clients
Average Client Portfolio
$126K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$2K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1M+0.50%

Schedule represents the standard GWN Managed Account Program. Other programs such as Premier, Total Access, and FMAX have separate fee schedules or negotiable rates up to 2.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

West Linn, OR

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2024
Denied
Customer Dispute
November 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Curtis sells insurance policies, including life, disability, long-term care, and fixed/indexed annuities, dedicating about 10-20% of his time to this activity. He also participates in the SmartVestor program, generating referrals and spending minimal time assessing potential clients.

Employment History
Current Registrations
Gwn Securities INC.
October 2012 - Present · 14 yrs
Gwn Securities INC.
October 2012 - Present · 14 yrs
Gwn Securities INC.Broker
October 2012 - Present · 14 yrs
Previous Registrations
Legend Advisory CORP
January 2010 - October 2012 · 2 yrs 9 mos
Legend Equities CorporationBroker
January 2010 - October 2012 · 2 yrs 9 mos
AXA Advisors, LLC
September 2003 - January 2010 · 6 yrs 4 mos
AXA Advisors, LLCBroker
May 2002 - January 2010 · 7 yrs 8 mos
State Registrations13 states
AZCACOFLGAHIIDNYOKORTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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