LM
LM

Laura Monnett

11 Years of Experience
New York, NY
Broker

Laura Monnett is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in New York, NY, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

One Bryant Park, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Previous Registrations
Bbva Securities INC.Broker
June 2016 - April 2017 · 10 mos
Cetera Investment Services LLCBroker
April 2015 - April 2016 · 1 yr
State Farm Vp Management CORP.Broker
November 2013 - December 2014 · 1 yr 1 mo
Uvest Financial Services Group, INC.Broker
May 2007 - March 2008 · 10 mos
Chase Investment Services CORP.Broker
July 2005 - March 2007 · 1 yr 8 mos
Banc One Securities CorporationBroker
February 2002 - July 2005 · 3 yrs 5 mos
Charles Schwab & CO., INC.Broker
November 1999 - December 2001 · 2 yrs 1 mo
State Registrations33 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Laura Monnett - Financial Advisor | TrueAdvisor