John Lian is a registered investment advisor, based in Worchester, MA, with 21 years of industry experience.
Location
Worchester, MA
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2015Denied
Other Business ActivitiesSells Insurance
John sells non-variable insurance since 2008, dedicating about 10-20% of his time. He also provides investment advisory services through Integrated Wealth Concepts, LLC and Seven Hills Wealth Planning, spending a significant amount of time on these activities.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
June 2025 - Present · 11 mos
The Ameriflex Group
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Osaic Wealth, INC.Broker
August 2024 - July 2025 · 11 mos
LPL Financial LLCBroker
February 2018 - September 2024 · 6 yrs 7 mos
Integrated Wealth Concepts LLC
February 2018 - August 2024 · 6 yrs 6 mos
MML Investors Services, LLCBroker
March 2017 - February 2018 · 11 mos
MML Investors Services, LLC
March 2017 - February 2018 · 11 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
Baystate Wealth Management
April 2011 - February 2020 · 8 yrs 10 mos
New England Securities Corporation
August 2008 - January 2015 · 6 yrs 5 mos
New England SecuritiesBroker
August 2008 - January 2015 · 6 yrs 5 mos
MML Investors Services, INC.Broker
December 2007 - August 2008 · 8 mos
Nylife Securities INC.Broker
December 2001 - June 2005 · 3 yrs 6 mos
State Registrations9 states
CTFLMANCNHRIVAVTWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.