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Douglas Ferry
26 Years of Experience
Carmel, IN
2 DisclosuresBroker
Douglas Ferry is a registered investment advisor at Wells Fargo Advisors, based in Carmel, IN, with 26 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
755 W Carmel Drive, Suite 213, Carmel, IN, 46032
Get directionsHistory
Regulatory History (2)
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Customer Dispute
January 2009Settled
Customer Dispute
January 2009Denied
Other Business Activities
Douglas owns 100% of DP Ferry Financial, Inc. This takes about 10-20% of his time and less than 30 minutes during trading hours for FINET practice.
Employment History
Current Registrations
Wells Fargo Advisors
March 2010 - Present · 16 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2008 - Present · 18 yrs 2 mos
Previous Registrations
Key Investment Services LLCBroker
January 2006 - July 2008 · 2 yrs 6 mos
Mcdonald Investments INC.Broker
March 2005 - December 2005 · 9 mos
The Huntington Investment CompanyBroker
December 2001 - March 2005 · 3 yrs 3 mos
Morgan Stanley Dw INC.Broker
July 1999 - December 2001 · 2 yrs 5 mos
State Registrations31 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.