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William Sutton

23 Years of Experience
Houston, TX
Broker

William Sutton is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1330 Post Oak Boulevard, Suite 900, Houston, TX, 77056

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

William is a board member, on the advisory board, and on the finance committee for Career and Recovery Resources, Inc., a non-profit, since January 2021. He also serves on the advisory board for Houston Christian University since March 2024, focusing on business development and growth.

Employment History
Current Registrations
Morgan StanleyBroker
July 2017 - Present · 8 yrs 10 mos
Morgan Stanley
July 2017 - Present · 8 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - July 2017 · 6 yrs 6 mos
Wells Fargo Clearing Services, LLC
January 2011 - July 2017 · 6 yrs 6 mos
Wells Fargo Investments, LLCBroker
April 2009 - January 2011 · 1 yr 9 mos
Wells Fargo Investments, LLC
April 2009 - January 2011 · 1 yr 9 mos
Stanford Group Company
November 2008 - March 2009 · 4 mos
Stanford Group CompanyBroker
November 2008 - March 2009 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2005 - November 2008 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2002 - November 2008 · 6 yrs
State Registrations27 states
ARAZCACODEFLHIINKSKYLAMAMINDNMNVNYOHOKORPASCSDTNTXVTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
William Sutton - Financial Advisor | TrueAdvisor