Elaina Serotte
Elaina Serotte is a CFP-designated registered investment advisor at Parallel Advisors, LLC, based in San Francisco, CA, with 16 years of industry experience. Elaina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 4,240 clients with $10B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $2.0M | 1.00% |
| $2.0M - $4.0M | 0.85% |
| $4.0M - $6.0M | 0.70% |
| $6.0M - $10.0M | 0.60% |
| $10.0M - $25.0M | 0.50% |
| $25M+ | 0.30% |
Fees are negotiable at the firm's discretion. There is a general minimum annual fee of $7,500. At no time shall the effective advisory fee exceed 2.00% of assets under management.
Fee Estimator
Location
150 Spear Street, Suite 1600, San Francisco, CA, 94105
Get directionsHistory
Regulatory History (7)
Customer Dispute
July 2015Customer Dispute
July 2014Customer Dispute
March 2014Customer Dispute
June 2013Customer Dispute
December 2012Customer Dispute
October 2012Customer Dispute
July 2012Employment History
Current Registrations
Parallel Advisors, LLC
Previous Registrations
MML Investors Services, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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