Susan Bowers is a CFP-designated registered investment advisor at LPL Financial LLC, based in Del Mar, CA, with 8 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
2262 Carmel Valley Rd Ste 200, Del Mar, CA, 92014
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Susan operates her LPL business under the DBA Seapoint Wealth Advisors LLC. She also has a business entity, Red Grass Partners, INC, established in 2015 for tax/investment purposes only.
Employment History
Current Registrations
LPL Financial LLC
Previous Registrations
Rjl Advisors
The Advisors Group, INC.
Raymond J. Lucia Companies, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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