Daniel Gustafson
Daniel Gustafson is a registered investment advisor at LPL Financial LLC, based in Wilmington, DE, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1200 Pennsylvania Ave, Suite 202, Wilmington, DE, 19806
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daniel operates Rock Island Financial as a DBA for his LPL business and provides investment advisory services through Great Valley Advisor Group, Inc. He also engages in non-variable insurance activities and has a business entity for tax/investment purposes, dedicating minimal time to each; he spends nearly full-time providing investment advisory services.
Employment History
Current Registrations
LPL Financial LLCBroker
Great Valley Advisor Group, LLC
Previous Registrations
LPL Financial LLCBroker
Securities America Advisors, INC.
Securities America, INC.Broker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.