CL
CL

Chia Lai

25 Years of Experience
Fresno, CA
Broker

Chia Lai is a registered investment advisor at Wells Fargo Advisors, based in Fresno, CA, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

5 E. River Park Place West 101, [Satellite], Fresno, CA, 93720

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Wells Fargo Advisors
August 2025 - Present · 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
August 2025 - Present · 9 mos
Previous Registrations
Wells Fargo Advisors
April 2013 - August 2025 · 12 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
April 2013 - August 2025 · 12 yrs 4 mos
RBC Capital Markets, LLCBroker
May 2006 - April 2013 · 6 yrs 11 mos
RBC Capital Markets, LLC
May 2006 - April 2013 · 6 yrs 11 mos
Wachovia Securities, LLC
July 2003 - May 2006 · 2 yrs 10 mos
Wachovia Securities, LLCBroker
July 2003 - May 2006 · 2 yrs 10 mos
Prudential Securities Incorporated
September 2002 - July 2003 · 10 mos
Prudential Securities IncorporatedBroker
August 2000 - July 2003 · 2 yrs 11 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Chia Lai - Financial Advisor | TrueAdvisor