Leif Waller
Leif Waller is a registered investment advisor at J.P. Morgan Securities LLC, based in Bedford, NY, with 22 years of industry experience. Leif is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
420 Old Post Road, Bedford, NY, 10506
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Regulatory History (1)
Customer Dispute
March 2020Other Business Activities
Leif serves on the board of directors for Scarsdale Concours d'Elegance, an annual car show for charity, dedicating a few hours per week. Leif is also the president and owner of Braider Technologies Inc., a specialty manufacturer/consulting company, spending minimal time on it.
Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Noble International Investments, INC.Broker
Access Securities, INC.Broker
Oppenheimer & CO. INC.Broker
Cibc World Markets CORP.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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- John Reece, CFA, CFPWealth Enhancement Advisory Services, LLC