Douglas Donald is a PFS-designated registered investment advisor, based in Lexi\Ngton, KY, with 27 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Lexi\Ngton, KY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas operates his investment business under a DBA and is the president of Divorce Financial Solutions LLC, focusing on divorce financial planning. He also leads a divorce workshop, provides advice and accounting services, and sells insurance products through Avantax Insurance, dedicating minimal time to the insurance activities.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
Unified Financial Securities, INC.Broker
Commonwealth Investment Services, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.