Douglas Donald
Douglas Donald is a PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in Lexi\Ngton, KY, with 26 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Lexi\Ngton, KY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas operates his investment business under a DBA and is the president of Divorce Financial Solutions LLC, focusing on divorce financial planning. He also leads a divorce workshop, provides advice and accounting services, and sells insurance products through Avantax Insurance, dedicating minimal time to the insurance activities.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
Unified Financial Securities, INC.Broker
Commonwealth Investment Services, INC.Broker
State Registrations7 states
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