NM
NM

Nicole Middendorf

26 Years of Experience
Minneapolis, MN
2 DisclosuresBroker

Nicole Middendorf is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Minneapolis, MN, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

15600 35th Avenue North, Suite 101, Minneapolis, MN, 55447

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2024
Settled
Customer Dispute
September 2009
Settled
Other Business Activities

Nicole is an author, CEO of My Grace Properties (an LLC that owns a commercial building for her practice), President of the Nicole Middendorf Foundation, and owner of Nicole Middendorf Media, a company through which she gets paid to speak, be on TV, and author books. She also works as an independent contractor for Nomo and is the owner and wealth advisor for Prosperwell Financial, dedicating about half her time or more to this.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
April 2017 - Present · 9 yrs 1 mo
Previous Registrations
Prosperwell Financial
April 2014 - June 2017 · 3 yrs 2 mos
LPL Financial LLC
July 2009 - May 2017 · 7 yrs 10 mos
LPL Financial LLCBroker
January 2003 - May 2017 · 14 yrs 4 mos
Morgan Stanley Dw INC.Broker
August 1999 - January 2003 · 3 yrs 5 mos
State Registrations33 states
AKAZCACOFLGAHIIAIDILINKSLAMAMIMNMOMTNCNJNYOHPARISCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicole Middendorf - Financial Advisor | TrueAdvisor