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Guy Caffey

26 Years of Experience
Guntersville, AL
1 DisclosureBroker

Guy Caffey is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Guntersville, AL, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

400 Gunter Avenue, Guntersville, AL, 35976

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History

Regulatory History (1)
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Customer Dispute
December 2008
Denied
Other Business Activities

Guy is the CEO of Caffey Wealth Management and a partner in Hidden Valley RV Park. He also works as an independent contractor and financial advisor for Team Wealth Solutions, dedicating minimal time to this role.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
March 2015 - Present · 11 yrs 2 mos
Previous Registrations
Wells Fargo Advisors, LLC
July 2006 - March 2015 · 8 yrs 8 mos
Wells Fargo Advisors, LLCBroker
March 2006 - March 2015 · 9 yrs
Edward JonesBroker
August 1999 - March 2006 · 6 yrs 7 mos
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.