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Philip Mayeux

26 Years of Experience
New Iberia, LA
1 DisclosureBroker

Philip Mayeux is a registered investment advisor at LPL Financial LLC, based in New Iberia, LA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

125 Church Aly, New Iberia, LA, 70560-3708

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2000
Denied
Other Business Activities

Philip operates Mayeux Wealth Management as a DBA for LPL business and for tax/investment purposes, dedicating minimal time to each. He also engages in real estate rental through Quinn Lemoine Photography, spending minimal time on it as well.

Employment History
Current Registrations
LPL Financial LLC
November 2009 - Present · 16 yrs 8 mos
LPL Financial LLC
November 2009 - Present · 16 yrs 8 mos
LPL Financial LLCBroker
November 2009 - Present · 16 yrs 8 mos
Previous Registrations
Chase Investment Services CORP.
January 2008 - November 2009 · 1 yr 10 mos
Chase Investment Services CORP.Broker
July 2005 - November 2009 · 4 yrs 4 mos
Banc One Securities CorporationBroker
January 2000 - July 2005 · 5 yrs 6 mos
Edward JonesBroker
August 1999 - December 1999 · 4 mos
State Registrations6 states
LAMSPATNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.