James Mccarthy is a registered investment advisor at The Clarus Group, based in Houston, TX, with 54 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 613 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Clarus Group's investment advisory fees range from 0.50% to 1.50% annually, based on the complexity of services, level of assets, and overall relationship. Fees are paid quarterly, in advance, based on the market value of assets at the end of the prior quarter. The total blended fee, including The Clarus Group’s fee and any independent manager’s fee, will not exceed 2.50% annually.
Location
520 Post Oak Blvd., Suite 750, Houston, TX, 77027
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Regulatory History (1)
Customer Dispute
July 2003Other Business Activities
James works as an Investment Advisor Representative (IAR) at Clarus Wealth Group, providing advice and services related to investment, financial, estate, and tax management. This activity takes up a full-time commitment.
Employment History
Current Registrations
The Clarus Group
Previous Registrations
Kingswood Capital Partners, LLCBroker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
H. Beck, INC.Broker
Portfolio Asset Mgt/usa Financial Group INC.Broker
J. Edmund & CO.Broker
Lehman Brothers INC.Broker
H. Beck, INC.Broker
Winthrop Securities CO., INC.Broker
Centeq Equities, INC.Broker
Winthrop Securities CO., INC.Broker
Shearson Loeb Rhoades INC.Broker
Loeb PartnersBroker
Loeb Rhoades & CO. INC.Broker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.