Thomas Rogers
Thomas Rogers is a registered investment advisor at Structured Wealth Management, INC., based in Toledo, OH, with 21 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Insurance Planning, Investment Management. Their firm serves 527 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.80% |
| $5M+ | 0.60% |
Fee Estimator
Location
2778 Centennial Road, Ste A, Toledo, OH, 43617
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas owns Liberty Tax, a tax preparation business, dedicating about a quarter of his time. He also owns Structured Wealth Management, an RIA, dedicating nearly full-time hours, and engages in insurance sales.
Employment History
Current Registrations
Structured Wealth Management, INC.
Previous Registrations
Next Financial Group, INC.
Obs Financial Services, INC.
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State Registrations1 state
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