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Christopher Taffe is a registered investment advisor at Guggenheim Investments, based in Hagerstown, MD, with 27 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 107 clients with $8B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
42 advisors
IM Fee
Planning only
Assets Under Management
$8.0B
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Location
Hagerstown, MD
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Guggenheim Investments
March 2014 - Present · 12 yrs 7 mos
Guggenheim Funds Distributors, LLC
March 2014 - Present · 12 yrs 7 mos
Guggenheim Funds Distributors, LLCBroker
March 2014 - Present · 12 yrs 7 mos
Previous Registrations
Guggenheim Distributors, LLCBroker
February 2001 - March 2014 · 13 yrs 1 mo
American Express Financial Advisors INC.Broker
September 1999 - March 2001 · 1 yr 6 mos
Ids Life Insurance CompanyBroker
September 1999 - March 2001 · 1 yr 6 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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