Christopher Taffe is a registered investment advisor at Guggenheim Investments, based in New York, NY, with 26 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 113 clients with $7.4B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
39 advisors
IM Fee
Planning only
Assets Under Management
$7.4B
Loading...
Location
330 Madison Avenue, 10th Floor, New York, NY, 10017
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Guggenheim Investments
March 2014 - Present · 12 yrs 1 mo
Guggenheim Funds Distributors, LLC
March 2014 - Present · 12 yrs 1 mo
Guggenheim Funds Distributors, LLCBroker
March 2014 - Present · 12 yrs 1 mo
Previous Registrations
Guggenheim Distributors, LLCBroker
February 2001 - March 2014 · 13 yrs 1 mo
American Express Financial Advisors INC.Broker
September 1999 - March 2001 · 1 yr 6 mos
Ids Life Insurance CompanyBroker
September 1999 - March 2001 · 1 yr 6 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.