John Brown
John Brown is a CFP-designated registered investment advisor at Brown and Brown Financial Services, INC., based in Dallas, TX, with 57 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44 clients with $91M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.70% |
The annual investment management fee applicable for Pooled Investments, such as Mutual Funds, together with taxable and non-taxable Fixed Income Instruments, including cash and margin, is .7% per annum. The annual investment management fee applicable for Individual Securities such as stocks is 1% per annum. The firm's minimum annual investment management fee is $5,000. However, the firm will often waive the minimum fee. Fees are negotiable.
Fee Estimator
Location
6440 North Central Expressway #107, Dallas, TX, 75206
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is the President of Brown and Brown Securities, Inc. (a registered broker-dealer) and Brown and Brown Financial Services, Inc. (a registered investment advisory firm). He has held these positions since 1984 and dedicates about half his time to each firm as CEO.
Employment History
Current Registrations
Brown and Brown Financial Services, INC.
Brown and Brown Securities, INC.Broker
Previous Registrations
Gilford Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
Dean Witter & CO. IncorporatedBroker
Dean Witter & CO. IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.