Norris Davis
Norris Davis is a registered investment advisor at LPL Financial LLC, based in Littleton, CO, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2679 W Main Street, Suite 300, Littleton, CO, 80120
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Norris operates South Platte Investments & Planning as a DBA for his LPL business and provides investment advisory services through Verus Capital Partners, LLC, dedicating nearly full-time hours to the latter. Norris also works as a technology coordinator and is an independent insurance agent, spending minimal time on insurance-related activities.
Employment History
Current Registrations
LPL Financial LLCBroker
Verus Capital Partners, LLC
Previous Registrations
Securities America, INC.Broker
Sterne Agee Investment Advisor Services, INC.
Sterne Agee Asset Management, INC.
Sterne Agee Financial Services, INC.Broker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Investment Advisors International, INC.
World Group Securities, INC.Broker
Janus Distributors, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.