Natalie Pavey is a registered investment advisor, based in Grinnell, IA, with 26 years of industry experience.
Location
909 Main St, Grinnell, IA, 50112
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Natalie sells cosmetics as a Mary Kay consultant, dedicating a few hours per week, and is also a public notary, dedicating minimal time. She is also an advisory rep of a RIA, spending no time on it.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
September 2010 - Present · 15 yrs 8 mos
Cambridge Investment Research, INC.Broker
September 2010 - Present · 15 yrs 8 mos
Previous Registrations
New England SecuritiesBroker
February 2005 - September 2010 · 5 yrs 7 mos
Wells Fargo Investments, LLC
July 2002 - January 2005 · 2 yrs 6 mos
Wells Fargo Investments, LLCBroker
August 2001 - January 2005 · 3 yrs 5 mos
Brenton Investments, INC.Broker
September 1999 - November 2001 · 2 yrs 2 mos
State Registrations1 state
IA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.