Mark Ross
Mark Ross is a registered investment advisor at Cetera Investment Advisers LLC, based in Portsmouth, NH, with 14 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
155 Fleet Street, Suite 208.5, Portsmouth, NH, 03801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is an agent for Avantax Insurance Agency, LLC, selling various annuity and insurance products, dedicating about 10-20% of his time. He also serves as a board member for his condo association, spending minimal time, and is the President of Ross Financial Services, a role that takes nearly full-time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Citizens Securities, INC.Broker
LPL Financial LLCBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.