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Aaron Ricketts

25 Years of Experience
Adrian, MI
Broker

Aaron Ricketts is a registered investment advisor at LPL Financial LLC, based in Adrian, MI, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

3245 N Adrian Hwy Ste F, Adrian, MI, 49221

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron is a notary public, spending minimal time verifying signatures. He also serves on the Lenawee County Veterans Affairs Executive Committee, dedicating minimal time. Finally, Aaron operates under the DBA Ricketts, Ricketts & Associates for his LPL business, committing full-time hours.

Employment History
Current Registrations
LPL Financial LLC
November 2017 - Present · 8 yrs 10 mos
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 10 mos
Previous Registrations
Investment Centers of America, INC.
May 2010 - December 2017 · 7 yrs 7 mos
Investment Centers of America, INC.Broker
November 2009 - November 2017 · 8 yrs
Lincoln Financial Securities CorporationBroker
October 2000 - November 2009 · 9 yrs 1 mo
State Registrations15 states
AZCACOFLGAINKSMINCNVNYOHPATNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.