John Dwyer is a CFA-designated registered investment advisor at Sunpointe Investments, based in Clayton, MO, with 21 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 309 clients with $790M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sunpointe charges a percentage of your portfolio each year for investment management services, up to 1.50%. They also offer investment consulting services for a fixed annual fee ranging from $20,000 to $600,000, charged quarterly. Fees may be negotiable. If Sunpointe recommends an independent investment manager, the total fee will not exceed 2.00% annually.
Location
165 North Meramec Ave, Clayton, MO, 63105
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John is the Vice President/President of the CFA Society of St. Louis since 2013, spending approximately 150 hours per year on the activity and 24 hours per year on securities trading. He receives no compensation for this role.
Employment History
Current Registrations
Sunpointe Investments
Previous Registrations
Mmc Securities LLCBroker
Hammond Associates
A. G. Edwards & Sons, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.