James Douglas Dickey

CFP

Seacrest Wealth Management, LLC

16 Years of Experience

2 DisclosuresSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth

Seacrest Wealth Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

37 advisors

Number of Clients

1,720 clients

Average Client Portfolio

$908K average

Assets Under Management

$1.6B

Fee Structure

Location

3000 Westchester Avenue, Suite 206, Purchase, NY, 10577

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History

Regulatory History (2)

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Employment Separation After Allegations

April 2014

Customer Dispute

October 2008

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

James works as an independent insurance agent, dedicating minimal time to this activity.

Employment History

Current Registrations

Seacrest Wealth Management, LLC

May 2014 - Present · 11 yrs 9 mos

Previous Registrations

Ameriprise Financial Services, INC.

October 2009 - April 2014 · 4 yrs 6 mos

Ameriprise Advisor Services, INC.

May 2009 - October 2009 · 5 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.