James Dickey
James Dickey is a CFP-designated registered investment advisor at Seacrest Wealth Management, LLC, based in Parrottsville, TN, with 17 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Charitable Giving, Divorce Planning, Education Planning, and 5 more. Their firm serves 1,498 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees vary up to 2.00% annually based on the size and complexity of the relationship. Fees are negotiable at the advisor's discretion.
Fee Estimator
Location
Parrottsville, TN
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
April 2014Customer Dispute
October 2008Other Business ActivitiesSells Insurance
James works as an independent insurance agent, dedicating minimal time to this activity.
Employment History
Current Registrations
Seacrest Wealth Management, LLC
Previous Registrations
Ameriprise Financial Services, INC.
Ameriprise Advisor Services, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.