Julia Vaughn
Julia Vaughn is a registered investment advisor at Summit Financial, LLC, based in Lutherville, MD, with 20 years of industry experience. Julia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 9,865 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Summit Financial offers various investment management programs. Financial advisors set their own advisory fees, but the maximum advisory fee for all programs is 1.50%. Clients in certain programs may also pay a program fee. Clients invested in the Tax-Deferred Strategies Portfolios are charged a monthly platform fee of $20/month by Nationwide, plus a "Low Cost Fund Platform Fee" up to 0.35% annually. Fees are negotiable.
Location
2330 W. Joppa Road, Suite 107A, Lutherville, MD, 21093
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Julia is an estate planning attorney and sole proprietor of the Law Office of Julia S. Rafalko, spending a few hours per week on this. She also acts as a trustee for two irrevocable trusts, dedicating minimal time to these roles, and offers insurance as a broker or agent through numerous insurance companies.
Employment History
Current Registrations
Summit Financial, LLC
Previous Registrations
Symphonic Securities LLCBroker
Symphonic Financial Advisors LLC
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLCBroker
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.