Matthew Osborn
Matthew Osborn is a registered investment advisor at Kovack Advisors, INC., based in Redding, CA, with 26 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 14,305 clients with $5.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kovack Advisors charges an annual fee based on a percentage of the value of your investments. The maximum annual fee is 2.90%. Fees are negotiable and may be calculated as a flat percentage or on a tiered schedule. Fees are billed quarterly or monthly in advance. You are responsible for brokerage commissions and other transactional costs unless your advisor negotiates to cover ticket charges, which may result in a higher overall advisory fee.
Location
Redding, CA
Get directionsHistory
Regulatory History (3)
Regulatory
December 2020Regulatory
December 2010Employment Separation After Allegations
October 2008Other Business ActivitiesSells Insurance
Matthew owns Shasta Investments & Asset Management, spending most of his time on stocks, bonds, mutual funds, and variable/term insurance. He also sells fixed insurance and serves on the board of Fairchild Medical Center Foundation and Shasta Valley Cemetery District, dedicating minimal time to these roles.
Employment History
Current Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
Previous Registrations
Edward Jones
Edward JonesBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.