Mimie Dam is a registered investment advisor at Santander Securities, based in Boston, MA, with 15 years of industry experience. Mimie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 10,401 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Santander Securities LLC offers wrap fee advisory programs where you pay a single fee that covers investment management and other services. The annual fee is a percentage of your portfolio's value, calculated at the end of each quarter. The percentage varies depending on the program you choose and the amount you invest. The fee includes the cost of the firm's services and fees associated with the platform they use. Investment manager fees range from 0.15% to 1.00% and are in addition to the program fee. Fees may be negotiable.
Location
75 State Street, Mail Code: MA-SST-INV3, Boston, MA, 02109
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Mimie works as a Personal Care Assistant (PCA) for her mother through Tempus Unlimited, Inc. This non-investment related activity takes about a third of her time.
Employment History
Current Registrations
Santander Securities
Santander Securities LLC
Santander Securities LLCBroker
Previous Registrations
Santander Securities
Santander Securities LLCBroker
Ascensus Broker Dealer Services, INC.Broker
Cco Investment Services CORP.Broker
Canaccord Adams INC.Broker
Morgan Stanley Dw INC.Broker
Evergreen Investment Services, INC.Broker
State Registrations51 states
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