Toni Clegg is a registered investment advisor at LPL Financial LLC, based in Cary, NC, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Cary, NC
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Regulatory History (2)
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Judgment / Lien
September 2013Judgment / Lien
August 2012Employment History
Current Registrations
LPL Financial LLC
July 2005 - Present · 21 yrs
LPL Financial LLCBroker
May 2005 - Present · 21 yrs 2 mos
Previous Registrations
Edward JonesBroker
July 2001 - May 2005 · 3 yrs 10 mos
Wachovia Securities, INC.Broker
September 1999 - July 2001 · 1 yr 10 mos
State Registrations5 states
FLGAMANCPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.