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Stewart Mccollum
26 Years of Experience
Gouverneur, NY
1 DisclosureBrokerSells Insurance
Stewart Mccollum is a registered investment advisor at Cetera Investment Advisers LLC, based in Gouverneur, NY, with 26 years of industry experience. Stewart operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
55 E Main St, Gouverneur, NY, 13642
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Regulatory History (1)
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Customer Dispute
November 2008Denied
Other Business ActivitiesSells Insurance
Stewart is an independent insurance agent selling life, accident, health, and long-term care insurance since 2003, dedicating a few hours per week. He also owns McCollum Financial Group, LLC and rental property, each requiring minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Walnut Street Securities, INC.Broker
August 2003 - September 2013 · 10 yrs 1 mo
Nathan & Lewis Securities, INC.Broker
September 2002 - August 2003 · 11 mos
Pinnacle Investments, INC.Broker
November 2000 - September 2002 · 1 yr 10 mos
Dean Witter Reynolds INC.Broker
August 1999 - November 2000 · 1 yr 3 mos
State Registrations6 states
FLMANCNJNYVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.