James Cummings
James Cummings is a registered investment advisor at Wells Fargo Advisors, based in Orchard Park, NY, with 26 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
4370 S Taylor Rd Ste 100, Orchard Park, NY, 14127
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Regulatory History (1)
Customer Dispute
April 2009Other Business Activities
James works as a ski coach for Holimont Alpine Ski Racing, dedicating about 10-20% of his time to this activity. This activity is not investment-related.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
A. G. Edwards & Sons, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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