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CFP
WM
CFP

William Moore

Nations Financial Group, INC.
27 Years of Experience
Memphis, TN
1 DisclosureBroker
View SEC Summary
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William Moore is a CFP-designated registered investment advisor at Nations Financial Group, INC., based in Memphis, TN, with 27 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 5,569 clients with $4.8B in assets under management.

Nations Financial Group, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
89 advisors
Number of Clients
5,569 clients
Average Client Portfolio
$857K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Asset-based fees range up to 2.25% for standard advisory accounts and up to 2.50% for all-inclusive wrap accounts. Fees are negotiable and vary by representative and account type.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5100 Poplar Ave., Suite 3214, Memphis, TN, 38137

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2003
Pending
View Full SEC ReportHow to Read Disclosures
Other Business Activities

William is the owner of Atkins Capital Management, LLC, dedicating full-time hours to offering investment and advisory services. He also serves as a director on the finance committee for Christian Brothers High School, spending minimal time per month on this non-investment related activity.

Employment History
Current Registrations
Nations Financial Group, INC.
February 2022 - Present · 4 yrs 8 mos
Nations Financial Group, INC.Broker
February 2022 - Present · 4 yrs 8 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
December 2006 - February 2022 · 15 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
December 2006 - February 2022 · 15 yrs 2 mos
Morgan Stanley
January 2004 - December 2006 · 2 yrs 11 mos
Morgan Stanley Dw INC.Broker
August 1999 - December 2006 · 7 yrs 4 mos
State Registrations23 states
AKALARAZCACOFLGAILINKSLAMDMSNCNVOHPARISCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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