KD
KD
Kevin Dalke
25 Years of Experience
Lewis, IA
2 DisclosuresBroker
Kevin Dalke is a registered investment advisor at Charles Schwab & CO., INC., based in Lewis, IA, with 25 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Lewis, IA
Get directionsHistory
Regulatory History (2)
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Financial
March 2020Final
Financial
December 2019Final
Employment History
Current Registrations
Charles Schwab & CO., INC.
June 2023 - Present · 3 yrs 1 mo
Charles Schwab & CO., INC.Broker
June 2023 - Present · 3 yrs 1 mo
Charles Schwab & CO., INC.
October 2022 - Present · 3 yrs 9 mos
Previous Registrations
TD Ameritrade Clearing, INC.Broker
December 2017 - April 2020 · 2 yrs 4 mos
Thinkorswim, INC.Broker
August 2009 - May 2010 · 9 mos
TD Ameritrade, INC.
August 2007 - October 2022 · 15 yrs 2 mos
TD Ameritrade Investment Management, LLC
August 2007 - August 2020 · 13 yrs
TD Ameritrade, INC.Broker
April 2006 - May 2024 · 18 yrs 1 mo
Ameritrade, INC.Broker
February 2004 - April 2006 · 2 yrs 2 mos
M Holdings Securities, INC.Broker
February 2002 - July 2003 · 1 yr 5 mos
Sii Investments, INC.Broker
October 2000 - February 2002 · 1 yr 4 mos
Edward JonesBroker
August 1999 - September 2000 · 1 yr 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.