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Caroline Welch

State Farm Investment Management CORP.
23 Years of Experience
Bee Cave, TX
BrokerSells Insurance
View SEC Summary
View SEC Summary

Caroline Welch is a ChFC-designated registered investment advisor at State Farm Investment Management CORP., based in Bee Cave, TX, with 23 years of industry experience. Caroline is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,575 clients with $13B in assets under management.

State Farm Investment Management CORP.
Compensation
Fee-Only (% of Portfolio)
Firm Size
7097 advisors
Number of Clients
3,575 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)
Minimum Annual Fee:$180
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.25%
$100K - $500K1.00%
$500K - $1.0M0.75%
$1M+0.50%

Customized fees may be negotiated for total account values of $10,000,000 or more. Certain fee reductions apply for employees and accounts funded from specific previously established brokerage accounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

14001 Bee Cave Pkwy Bdlg B, Ste 100, Bee Cave, TX, 78738-7173

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Caroline owns Caroline Welch's Insurance Agency, acting as an agent for State Farm and its affiliates, dedicating about half of her time to servicing customers and supervising employees. She also owns Lucky Lady, LLC, an investment or commercial property, but has no duties associated with it and spends minimal time on it.

Employment History
Current Registrations
State Farm Investment Management CORP.
October 2021 - Present · 5 yrs
State Farm Vp Management CORP.Broker
January 2005 - Present · 21 yrs 9 mos
State Farm Vp Management CORP.
January 2005 - Present · 21 yrs 9 mos
Previous Registrations
State Farm Vp Management CORP.Broker
May 2000 - June 2002 · 2 yrs 1 mo
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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